Text as Social Object

Mark Olsen

ARTFL Project
University of Chicago
mark@barkov.uchicago.edu

Modern Language Association
Session 308--Electronic Texts in the Humanities
Sunday, December 28, 7:15-8:30 p.m.
Ontario / Royal York
Revolution or Evolution?: Electronic Resources in the Humanities

Abstract

My principle contention, in this paper, is that computer technology is well suited to the examination of the social components of textuality, both in terms of literary/linguistic elements and as a commodity which is diffused in a social/economic context. The "consumption" of text -- both reading and theatre attendance -- is a complex activity, subject to economic, legal, cultural, and overtly political pressures, all of which must be taken into account in order to understand the reception of particular texts. This draws on my previous discussions the theoretical and methodological assumptions of large databases in text oriented disciplines and extends that discussion to treat my recent work in examining book circulation from libraries in North America and performances of plays in Paris during the French Revolution. The careful combination of computer methodologies and theoretical models that stress the social aspects of textuality is a vital shift in perspective, required in my estimation, to develop computational methods that can make important substantive and theoretical contributions to a variety of text oriented disciplines.

Introduction

At the 1991 MLA convention in San Franciso, I presented a paper, subsequently published under the title Signs, Symbols and Discourses: A New Direction for Computer-aided Literature Studies (Computers and the Humanities vol. 27 nos. 5-6 [1993]) which sparked considerable debate at conferences and in print on the theoretical assumptions of computer-assisted text analysis and, more generally, humanities computing. I argued that textual computing had failed to have a significant impact on text oriented disciplines because it remained fixed on posing relatively traditional literary or textual questions which, while perfectly valid questions, are not at all suited to computer analysis. I proposed the remedy of a dramatic shift in perspective, away from analysis of small bodies of text, to studies that focused on the social and linguistic elements of large text databases, spanning many centuries and authors. Computer analysis, I argued, is well suited to the examination of "social elements" of textuality, which I framed as signs, symbols, and discourses.

This model of examining text as a social object, using computer methods, premised on an examination of patterns of meaning shared by many authors over long periods of time is only one, albeit a very important, aspect of the social elements of textuality. Text is a compound object: it is BOTH expression of thought, as a linguistic creation, and a commodity subject to a variety of forces, including economic, political, technical, and cultural pressures. If the computer can be used to trace "signs symbols, and discourses" through very large textual databases, I would like to suggest that text leaves traces of its social life as a commodity in a wide variety of sources, often extra-textual, which are best examined using computer technology and that can new dimensions to our views of textuality.

Following a very brief recapitulation of the arguments I presented back in 1991, simply to sketch out one side of modeling text as a social object, I would like to present an outline of three of my ongoing research projects which examine textuality as a commodity in 3 periods of cultural and political conflict: the American Revolution, the French Revolution, and Montreal in the second half of the 19th century. Tracing patterns of text production, diffusion and consumption provides an important complement to the social construction of textuality. Proper understanding of any particular text, in this model, requires a constant balance of between an intensive reading of a text and consideration of that text as a broadly defined social object.

The Failures of Text Computing

I am not alone in suggesting that computer-aided literature studies have failed to have a significant impact on the field as a whole. Thomas Corns, for example, puts the matter bluntly, stating that
there is no substantial body of achievement in the field of computer-based literary criticism in English studies. [Thomas Corns, "Computers in the Humanities: Methods and Applications in the Study of English Literature" in Literary and Linguistic Computing 6 (1991): 128]
Corns argues that a scan of the most prestigious journals of criticism or history reveals that few scholars use electronic text at any level in their work and that no work using computers in literary analysis appeared in two important mainstream periodicals, Yearbook of English Studies and Review of English Studies in the 1980s. While we have seen the rise of specialized journals -- including Computers and the Humanities and Literary and Linguistic Computing -- where the results of such work appears, there is little cross-over from these journals to mainstream publications. Indeed, the degree to which computer-assisted textual analysis has not had a significant impact was underlined in a recent number of New Literary History devoted to "Technology, Models, and Literary Study" which does not contain a single citation to works published in journals like CHum or L&LC or other studies using computers to perform significant text processing.

I trace this failure to a concentration on how a text achieves its literary effect by the examination of subtle semantic or grammatical structures in single texts or the works of individual authors. Computer systems have proven to be very poorly suited to such refined analysis of complex language. Willie Van Peer correctly suggests that

the illocutionary force and meaning aspects of a text are much harder to quantify than issues of sound and grammar [but it is] exactly these more abstract aspects of linguistic organization, such as meaning or force which are at the core of textuality and indeed of literature. ["Quantitative Studies of Literature: A Critique and an Outlook" in Computers and the Humanities 23 (August-October, 1989): 306]
In other words, while we can write computer programs to process very simple textual features -- word frequencies and fairly simple distribution patterns -- attempts to move beyond such simple applications have met very limited success, because the complexity of text and language eludes our capacity to develop software to identify and intelligently process such features. Thus, adopting such objects of study has tended to discourage researchers from using the tool to ask questions to which it is better adapted, the examination of large amounts of simple linguistic features.

Text as Social Object: Signs, Symbols, and Discourses

The computer is well suited to perform relatively simple operations on very large amounts of data. It would seem that the approach of using computers to analyze the linguistic and symbolic environment -- the collective and social elements of language -- in order to understand individual texts and rhetorical stances, suggests that computer analysis of text should play a central and well defined role in our understanding of text. This role fits the strengths of computational analysis and the theoretical models used to inform research on text and language. This requires a move away from the traditional literary emphasis on the author's intention in writing the text and the stylistic construction of individual texts. Modern critical theory, particularly of the structuralist and post-structuralist traditions, provide precisely that theoretical opening.

It is interesting to note that users of large textual databases seem to arrive independently to similar kinds of conclusions. Joan DeJean, for example, argues in her study of the quarrel of the ancients and moderns that large text bases can be used to trace the development of key words and concepts:

The second linguistic tool on which I rely throughout the following pages is a kind of research aid only possible because of recent technological advances. Nearly three centuries later, we can finally supplement the intuitions of those who were arguably the most perspicacious French lexicographers of all time, thanks to the database originally assembled to prepare a new French historical dictionary. With the vastly expanded resources put at our disposal by the ARTFL database, it is finally possible to outstrip the limits to our knowledge fixed by both the seventeenth-century dictionaries and the late-nineteenth-century historical dictionaries on which the currently influential German scholars relied. It is now possible, for example, to prove that the key words on which the presently fashionable vision of the Enlightenment is premised--from public to culture--far from being eighteenth-century creations, came into existence some fifty years before it is generally thought and were thus the product of the needs and the desires of a very different period and of very different individuals. [Ancients against Moderns: Culture Wars and the Making of a Fin de Siecle (Chicago, 1997).]

Statistical methods can be readily employed to examine long-term changes in the meaning of words. Collocation can be used to measure patterns of association that modify the meaning of words. Several years aoo I examined term clusters for femme (and homme) in French, arguing that they have changed significantly in the past several centuries. (see my "Gender representation and histoire des mentalités: Language and Power in the Trésor de la langue française" in Histoire et mesure (VI) 1991: 349-73.). Categorization of women by age, to take a single example from this study, increased dramatically from the 17th century to the middle of the twentieth.

          Ranking  of  jeune  and  vieille  as left collocates of
          femme by standard deviation in the ARTFL database.  The
          smaller the rank, the more significant the collocate.

                              jeune                    vieille
          Period         Rank (std. dev.)         Rank (std. dev.)
          1600-49         107     (7.8)            141    (6.5)
          1650-99          64     (8.9)             20   (15.6)
          1700-49          53    (12.1)             21   (17.0)
          1750-99          48    (17.2)             16   (25.1)
          1800-49           6    (49.6)              8   (46.7)
          1850-99           1   (133.5)              4   (59.0)
          1900-49           2   (110.1)              4   (72.3)
By the mid-ninteenth century, age distinctions had become more frequent than any other categorization, including moral (such as honnête, méchante), physical (jolie), or other attributes (charmante). Youth, in particular, seems to be a category of judgement "discovered" in the nineteenth century, as indicated by the jump in rank from 48th to 6th between 1750 and 1850. The development of age attributes as the most frequent means of characterizing women, and the relative decline of mari, suggests that as (sa) femme became more of an object outside of the confines of marriage, but that this shift encodes the opposition of young/desireable against old/undesireable, an important distinction made from the male perspective.

It is my contention, then, the computers are best used to perform relatively simple operations on large bodies of textual data and that the technology is best employed in examining the social elements of textuality, characterized as "signs, symbols, and discourses" or, put another way, the computer is a powerful tool for the examination of inter-textuality.

Text as Social Object: A Commodity in the Communications Circuit

This model of computer-assisted analysis of text is limited to a purely linguistic -- in the broadest sense of the word -- conception of the social elements of textuality. It is clear, however, that language is only one element of the social life of of text. Text is, almost always, commodity which is diffused in a social/economic context. Text as commodity leaves a wide variety of records, such as publishers archives, booksellers records, library inventories and charge records, records arising from government censorship or regulation, and advertisements. Historians, particularly in France and more recently in North America (mostly notable in the work of Robert Darnton), have been particularly active in opening up the discipline "histoire du livre", though the results of these inquiries have rarely been integrated into discussions of, for example, "reception" of literature.

Darnton examines the history of the book with a general model of the Communications Circuit, tracing the flow of the book, as a feedback loop, from author, to publisher, to printer, distributor, reader and indrectly back to the author. The circuit is influenced at every step by an array of external pressures he describes as the center of the loop.

Darnton's model of the Communications Circuit can be fruitfully extended to theatre, which like the book is both an expression of idea (ideology) and an economic commodity. It stands at the intersection of

As I will suggest below, it may be that non-print representations of text may have a far greater impact than print representations. While this point is obvious in today's media -- film, television, and other performative media are first texts which are distributed in non-print form -- it may be that performative text is the dominant mode of transmission of text before this century as well.

The Politics of Text Consumption

As a commodity -- subject to a variety of market, regulatory, cultural and other forces -- text can be considered as an object of consumption. Consumption of text invariably involves the reception of the text: by reading, listening, or viewing representations of the text. Text consumption is a dynamic process, where the consumer is an active participant in the textual experience because s/he brings an enormous set of preconceptions, beliefs, and expectations through which s/he filters the text. Terry Ealgeton argues that:
Reception theory examines the reader's role in literature, and as such is a fairly novel development. Indeed one might very roughly periodize the history of modern literary theory in three stages: a preoccupation with the author (Romanictism and the nineteenth century); an exclusive concern with the text (New Criticism); and a marked shift of attention to the reader over recent years. The reader has always been the most underprivileged of this trio -- strangely, since without him or her there would be no literary texts at all. Literary texts do not exist on bookshelves: they are processes of signification materialized only in the practice of reading. For literature to happen, the reader is quite as vital as the author. [Literary Theory, p.74]
There are, of course, many views concerning the proper object and methods of reception or reader response theory, but all of them stress the more or less dynamic and creative role of the text consumer in producing the literary effect.

Stanley Fish argues that while there is no authoritative reading for a text, since readers bring their unique perspectives to the text, readers can be grouped by their conscious or unconscious acceptance of "interpretive strategies" conditioned and enforced by institutions such as college courses and professors, as well as publishers and reviewers. These are, of course, historically conditioned communities and institutions, but surprisingly, there is little discussion of the changing historical context of text consumption. Darnton states, for example, "we know very little about the ways readers responded to books under the Old Regime" and goes on to argue:

We have learned only enough to distrust our own intuition, for whatever the responses might have been, they took place in a mental world so different from our own that we cannot project our experience onto that of French readers confronted with texts two hundred years ago. [Forbidden Best-Sellers, p. 217]
It would seem that a vital corrective to reader response theory -- recalling that the broader notion of text consumer is my prefered way of phrasing this -- is to historicize the consumer, removing him or her from Professor Fish's seminar and attempt to examine the varying contexts in which texts were received.

There are a number of ways one might consider historicizing reader [text consumer] response, ranging from the examination of other writings about a text in reviews, diaries, and so on to the attempt to establish the mentalité of past text consumers (see my "Motives, Memory and Mind: Interpretations of Actions and histoire des mentalités, in Historical Reflections 19 (1993): 35-62, for a discussion of "implicit models of mind" which I argue are central to the understanding of past actions and texts). In addition to such proceedures, it would seem that one can develop large databases to track the consumption of text by many people over long periods of time, linking these to cultural, political, and other contexts which have very significant roles in the selection of texts and the contexts in which they are consumed.

If text consumption is always an interpretive act, it is clear that a significant element of the interpretive apparatus brought by the reader/viewer/listener to the text is conditioned by the political, cultural, economic, and regulatory contexts in which texts are consumed. The individual selection of a text to read (Satanic Verses), a play [or movie] (Hair or Amastad) to view is a political act, which carries with it both an indication of attitudes and in many circumstances possible repercussions. The activity of the reader/consumer in creating the literary text is a response to his or her cultural, political, and economic evironment which can be systematically analyzed using quantitative methods.

Traditional methods attempting to examine these contexts have been subject to MANY failures because of an over-reliance on contemporary and subsequent ways of assigning significance of certain texts and the use of these texts. In the following section, I would like to give rapid overviews of three of my studies which attempt to situate text consumption by examining non-textual records of text consumption -- library charge lists and theatre playbills -- and correlate these with contemporary cultural, political, and economic circumstances.

Reading banned books in 19th century Montreal

The Institut-canadien of Montreal was founded in December 1844 as a working man's association, dedicated to public education, primarily through the establishment of its library, which rapidly grew to become the most largest (more than 10,000 volumes) and most important in French Canada. Associated with liberal and anti-clerical politicians (the Rouge), the I-C was rapidly involved with a protracted conflict with the Bishop of Montreal, who established his own library of materials meeting clerical approval. The resulting legal battles ultimately bankrupted the I-C in 1880, forcing the sale of its library. In a province with a strong Catholic heritage and very active clergy not afraid to ex-communicate offenders, clerical prohibitions of books, as expressed by the Index, carried particular importance to readers in Montreal.

Some years ago, Louis-Georges Harvey and I began a systematic study of the library's charge records, developing a database of some 45,000 borrowings over a 30 year period. Data includes date of borrowing, borrower, author, title (and a linked database of bibliographic information culled from the inventories), occupation, address, and other information.

The I-C managers made a concerted effort, in the midst of it's battles with the Cathlolic hierarchy to expand the reach of it's library, resulting in increasing Circulation (1852-1880) and expanding circulation down the socio-occupational scale, Occupation of Borrowers, 1865-1880. From the mid 1850s, the Church intensified it's efforts against the I-C and used the new, general prohibition of romantic novels established by Rome (opera fabulae amatore) to widen the scope of prohibition. This resulted in a decided expansion in the borrowing rates of prohibited books from 40% of all borrowings, Circulation by Genre, 1852-1855 to nearly 80% Circulation by Genre, 1865-1880. Demand for explicitly prohibited books remained very string through the entire period -- at 40% or more of all borrowings, tailing off somewhat in the years immediately following the Guibord Affair, law suits, and appeals to Rome, Circulation of works on the Index, 1865-1880. As the church attempted to crack down, the I-C became the nearly sole source for books on the Index in Montreal, books which reflectd the avant-garde of French literary culture.

While we have reported a much fuller set of conclusions in different articles, for my purposes here I would like to stress:

Reading in Revolutionary Times: Harvard College Library

Our study of the borrowing patterns from the Harvard College Library examines a very specific link in the communications circuit: the crucial tie between book and reader which is established through the library. In this first stage we are examining the years 1773 to 1800. The primary source of information are the library's charge records which list the names of borrowers, the title of the book borrowed and the date of the loan. The library's users included, of course, undergraduates attending the University as well as members of the administration and faculty. They also included, however, prominent members of the New England elite including members of the Massachusetts state legislature, members of the state judiciary and the influential congregational clergy from the area immediately surrounding Cambridge and Boston. Among the names one finds in the circulation registers are those of such notables as John Hancock and George Bancroft. The information in the registers provides valuable insights into the diffusion of print in New England through a period which encompasses the era of the American Revolution, the adoption of the Constitution, the advent of the French Revolution, and the high point of Federalism in New England. It also tells us much about the social and cultural role of the largest institutional library in the United States during the period studied.

The Harvard College Library was rebuilt following a disastrous fire which destroyed old Harvard Hall on January 26, 1764. Nearly 5,000 volumes were consumed in the blaze, as were scientific equipment and the personal belongings of the students. Only about 400 volumes, on loan at the time, escaped the destruction. Rebuilding the library was remarkably rapid. Two years later, the library held some 4,350 volumes and estimates place this number at 6,600 volumes in 1773. The vast majority of these books were donated by friends of Harvard in the colonies as well as in Great Britain. By 1790, Harvard College owned some 12,000 volumes, reclaiming its place as the largest college library in the United States. Harvard held some 9,300 (1790) titles while Yale and Brown published catalogues of 1500 (1791) and 1200 (1793) titles respectively.

The eighteenth-century registers list the names of borrowers on separate pages, and occasionally two to a page. Below the name of the borrower is a list of the books borrowed for the given academic year covered by the register. The records also list the date the book was taken out and the date it was returned, as well as the author and the title of the work in question. The charge records are organized by academic standing, with students appearing in volumes by year. Faculty, tutors and overseers were listed in separate volumes which included other borrowers, usually local clergy or government officials. Borrowers in the "faculty" charge records are organized within each volume of the registers according to their academic rank, with external borrowers appearing last. The occupation and address of external borrowers is also frequently indicated. The charge records for the eighteenth century are found in the University Archives. In addition to them, we are using the library catalogue published in 1790, Catalogus Bibliothecae Harvardianae Cantbrigiae Nov-Anglorum, as a control for bibliographic entries.

See Tables

The use of the Harvard College library fell during the Revolution. The hundred borrowers included in the records of non-students from 1773 to 1782 reduced their use of the library from a high of 328 loans in 1774 to a low of 115 in 1779, totalling 1770 loans for the period. This seems to come from a reduction of the number of borrowers, which fell from a high of 38 in 1774 to 19 in 1778 and 1779. That the library was used at all seems remarkable, since the collection was moved when the College was used to house troops in 1775 to Andover by order of the Provincial Congress. During the next three years, the collection was scattered to other towns, including Concord, for safe keeping. In May 1778, the library was finally returned to Cambridge.

The library served its clientele, as well as the local authorities, in both practical and educational matters. In this vein it may actually have been a resource for rebellious colonists. The last page of the register includes the following entry for February 3, 1775: "Received of the Librarian by order of the Provincial Congress, Muller's Treatise on Gunnery." The same volume was borrowed again in April by one Abraham Watson, by order of the Congress, who returned it four years later, after the fighting had died down in the northeast. Other volumes borrowed offered practical advice on more mundane matters.

Faculty, administrators and tutors were the most frequent patrons of the library, within the group examined. Indeed, the librarian, James Winthrop borrowed 66 titles from his library, and Samuel Langdon, the President, borrowed 37. The heaviest user during the period was Professor Edward Wigglesworth, who borrowed 120 titles in our ten year period. Tutors and professors made up some 39 percent of the loans. It would seem that outside borrowers made up about half of the library's clientele based on the number of titles borrowed. Although the profession of many of these borrowers is not indicated in the registers, they were probably not employed by the College. Subject to further research to identify these individuals, they were, in all likelihood, local notables who are referred to as "Sir" in the circulation registers.

Some of the external borrowers were referred to as "Mr." rather than "Sir." Of those external borrowers who were identified, the clergy made the most frequent use of the library, with judges and doctors ranking a distant second and third. Both the clergy and professionals, it should be noted, held close ties to the college. Dr. Warner, for example, borrowed several volumes on surgery in 1782 "on behalf of the Massachusetts Medical Society", which was affiliated with the university. Thus, the college library was an important resource to the local community as well as to the students and faculty of Harvard.

The circulation of books from the Harvard library within this elite group provides some clues to its place in the information networks of late eighteenth-century New England.

The circulation of volumes from the library shows interesting divergences from its holdings. As shown in Table Four, tracts or pamphlets did not circulate nearly as frequently as volumes. This might be due to restrictions of policy, though this is unlikely as some tracts were borrowed during our period, or might simply indicate that readers did not borrow ephemeral material. Certain categories were not borrowed at all during the period, including architecture, botany, heraldry, mythology, and numerous kinds of tracts including commercial and biographical pamphlets. The most significant differences between the holdings and circulation occur in theological works, which account for 14.1 percent of holdings and 22.1 percent of circulation. Similar increases are seen in civil history (2.8 and 10.5 percent) and periodical literature (.2 and 6.4 percent). Political tracts do not show any significant circulation, with only three pamphlets being borrowed during the years of the Revolution, these being The art of governing (London, 1722), Liberty and necessity (London, 1747), and The present state of Liberty in Great Britain and her colonies (London, 1769).

Interest in the history and institutions of England was an important element of the borrowing from the library during the Revolution. The most frequently borrowed volume, as shown in Table Five, was David Hume's History of England, followed by histories of England by Oliver Goldsmith (5th most frequently borrowed volume), Catherine Macaulay (11th), and William Blackstone's Commentary on the laws of England (21st). Other volumes dealing with Great Britain among the 50 most borrowed titles include William Robertson's histories of Scotland and Charles V, Littleton's life of Henry II, and Martin's Philosophia Britannica. It is important to note that English political culture is represented in the most frequently borrowed authors by Bolingbroke, the Jacobite politician, philosopher and writer who "decried the corruption" and "incipient autocracy" of Walpole's administration. Equally well represented were English literary figures, such as Pope and Shakespeare.

The cultural connections to England were not, and probably could not be, significantly impaired by the Revolutionary War. Although British books became more difficult to obtain through purchase, they remained a valued cultural source for the borrowers of Harvard even through the most difficult of political upheavals. Thirty-nine of the fifty most borrowed titles were published in London. Of the remaining eleven, six do not have publication location indicated, two were published in Edinburgh, one each at Oxford and Cambridge, and one in Paris. The vast majority of all the titles borrowed during the Revolution (510 of 719) were published in London, followed by 93 publication locations which were unidentified, Paris (17 titles) and Edinburgh (15). Very few of the volumes borrowed during the Revolution were published in the colonies, with Boston leading with 5 titles, including Thomas Hutchinson's History of Massachusetts-Bay and Jonathan Mayhew's Christian sobriety, in eight sermons to young men ... and perfections of the divine goodness.

The borrowing patterns of the patrons of the Harvard College Library also seem to indicate that the European Enlightenment had a limited impact on its users in our period. This is particularly true of the French Enlightenment, whose greatest authors and works were all but unread. Far more important are the works of the Scottish Enlightenment. As shown in Table Six, David Hume was the most popular author among borrowers from Harvard. In addition to his History of England, his Essays and Treatise on Human Nature were consulted by Harvard readers. We have seen that Thomas Reid's Enquiry into the Human Mind was borrowed for class reading by Harvard tutors. It was also borrowed ten times by faculty and tutors. The historian, William Robertson was also one of the most important authors in the Harvard collection, ranking as the fourth most borrowed individual author during our period, while Adam Smith's Theory of Moral Sentiments was borrowed eight times.

Harvard's readers showed considerable familiarity with English philosophical and scientific work. Several of the works of Joseph Priestly were borrowed including his History and Present State of Electricity (five times) and History and Vision, Light and Colours (five loans) leaving him in the top fifteen authors borrowed from the library (see Table Six). The popularizer of Newtonian physics, Benjamin Martin was one of the most frequently borrowed authors (12th, Table Six) whose most popular work, Philosophia Britannica is a two volume discussion of Newtonian philosophy, geography and astronomy which appeared in 1747. Indeed, the Philosophical Transactions of the Royal Society was one of the top ten titles to be circulated from the library.

While there was considerable borrowing of Scottish and English enlightened philosophy, history, and science, the readers also showed a strong taste for more traditional religious fare. The second most frequently borrowed title was Philip Doddridge's Family Expositor, a didactic commentary on the New Testament by the indefatigable English nonconformist minister. The nonconforming theological tastes of the Puritan tradition are clearly indicated by the orientation of many of the most popular authors. Arthur Sykes (Table Six, 13th most borrowed author), Samuel Bourne (15), Edward Harwood (16), George Benson (20), Richard Price (23), Thomas Scott (24), John Taylor (26), and John Leland (35) were all nonconformist ministers or Presbyterians.

The circulation registers of Harvard College Library are a particularly rich source, providing data on the impact of books and ideas on elite New Englanders during the Revolutionary era. Our preliminary results indicate that the actual events of the Revolutionary War had, in spite of the clear disruption of the daily routine of the College and its library, a remarkably limited impact on the reading of its patrons. Indeed, the borrowing patterns of the Harvard readers indicate a strong continuity in the importance of British works. Given the make-up of the library, and the difficulty and expense of aquiring foreign books, this finding is hardly surprising. Still, the limited circulation of works associated with the European enlightenment suggests that their influence was very limited in this period. Works dealing directly or indirectly with British history and politics were far more popular. Within this group one should also note the importance of British works which spoke directly to American political culture. These preliminary results certainly reinforce the notion, advanced by Bernard Bailyn and others, that authors such as Bolingbroke were fundamental in shaping the ideological landscape of Revolutionary America, and suggest that these authors continued to be read through the Revolution.

The borrowing patterns suggest two strains in the reading of Harvard patrons. The library continued to supply a large number of theological tracts, sermons and exegetical works that were dominated by English and Scottish nonconformists, falling well within the traditional mandate of the Puritan foundation of Harvard College. The library held large numbers of theological works which were consulted regularly by professors, tutors and other borrowers, including members of the clergy. The library was also a source for works of the Scottish Enlightenment and English scientific information. The importance of the Scottish Enlightenment is interesting on two grounds: it suggests that the influence of French ideas into the colonies may have been overestimated by some scholars and it shows that Harvard Library's readers were aware of advanced, even radical, thought concerning ethics, psychology, and metaphysics. The tension between the two poles of reading is clear, but it does not seem that religious considerations restricted the reading of the College library's patrons. Although the results of this preliminary study cannot be conclusive, they may indicate the beginning of a shift in the nature of reading away from the traditional devotional model toward one more modern. They may also reflect shifts in the curriculum of Harvard College toward a more modern model.

Theatre in Revolutionary Times: the Parisian Stage, 1789-99

This is a collaborative project with initial results found in:
Emmet Kennedy, Marie-Laurence Netter, James McGregor, and Mark Olsen, Theatre, Opera, and Audience in Revolutionary Paris. Analysis and Repertory, (Greenwood Press, Westport, Conn., 1996)
with access to the database on World Wide Web:

http://tuna.uchicago.edu/homes/mark/theatre/

The database contains 90,744 performances of 3,700 different plays at some 50 theatres for period Jan. 1, 1789 - Dec. 31, 1799 showing the:

A typical record looks like (under my WWW interface):

1791-11-01: ROUSSEAU, JEAN-JACQUES, PYGMALION, at VARIETES AMUSANTES, COMIQUES ET LYRIQUES [Opera, Acts:1, Pub:1775, Perf: 0-0-1770].

Sources: Daily play lists in Journal de Paris (1789-93) and Affiches, Annonces et Avis Divers (Petites Affiches) (1794-99), with bibliographic data from standard secondary sources.

Traditional historiography, following contemporaries, stresses the revolutionary content of the Parisian stage during this period, largely because of politically important plays such as Chenier's Charles IX.Le Chapellier (with Mirabeau), in 1791, declared that the stage must be: "une école de vertu et de patriotisme", a notion repeated by Robespierre and other radicals in 1793-4. Specialist and more popular historians of the Parisian stage during this period adopt this political interpretation of the Revolutionary theatre. Schama, for example, notes that

The popular theatre of the vaudeville [...] was turned into yet another arm of patriotic propaganda (524).
Our analysis indicates that, inspite of the efforts of some revolutionaries to use the Parisian stage as an arm of propaganda, the central trend of the Revolutionary theatre was continuity with the Old Regime and resistance to Revolutionary politicalization.

Before 1789, there were only three privileged theatres which owned the majority of the traditional repertory. The deregulation of the Parisian stage began before the Revolution with the appear of several theatres in the Temple district from the 1770s. It accelerated in 1789, with the development of more theatres and was made fully legal in 1791 with the abolition of corporations.

Deregulation had a more profound impact on the Parisian stage than Revolutionary ideology.

Scale of operation

In a largely free market, number of theatres and number of attendees explodes.

Table 1. Number of Performances and Number of Different Theaters by Year, 1789-1799

Year   No. of Performances  No. of Theaters
                                 
1789            6043              9
1790            7171             11
1791            8682             27
1792            7602             17
1793            9359             20
1794            7506             21
1795            7653             23
1796           10427             29
1797            8907             32
1798            8816             31
1799            8559             33

Theatres seat from 700 to over 3,000 spectators, with the most popular seating between 1,800 and 2,200. And they are filling the seats. The Theatre Italiens (1789-1793) averaged 213,000 ticket sales per year. In 1791-1793, 78,000 tickets were sold for 68 performances of Paul et Virginie. This is a population of 600,000 in Paris and when few press runs of books exceeded 5,000 copies. Revolutionary deregulation created a large market for the Parisian theatres which might be better thought of as modern television than either a form of book production of the modern stage.

Persistence of Old Regime Repertory

Performances of Plays Premiered or Published Before and After 1789, with Percentages (excluding undated plays) and with Number of Performances of Undated Plays

Year(s)   Ancien Regime      Revolution      Undated

1789: 4392 (74.4%) 1510 (25.6%) 141 1790: 4084 (59.1%) 2830 (40.9%) 257 1791: 4987 (60.0%) 3316 (40.0%) 379 1792: 4120 (56.5%) 3165 (43.5%) 317 1793: 3932 (45.7%) 4678 (54.3%) 749 1794: 2169 (30.9%) 4846 (69.1%) 491 1795: 3054 (45.8%) 3613 (54.2%) 986 1796: 4435 (50.8%) 4291 (49.2%) 1701 1797: 2868 (39.1%) 4470 (60.9%) 1569 1798: 2106 (28.2%) 5359 (71.8%) 1351 1799: 2057 (28.1%) 5254 (71.9%) 1248 1789-99: 38204 (46.8%) 43332 (53.2%) 9199

33 of 50 most performed plays are from the Old Regime. Our content analysis of the top 50 indicate that traditional themes of love, intrigue, and the exotic. In short, it seems that Revolutionary audiences were seeking entertainement rather than edification. Even those plays with some political content stress nostalgia for an old order and social harmony.

Theatre of diversion/conservative

Top 15 Genres by Number of Performances with Number and Percentage of Genre in the Repertory

Genre                 Performances (%)   Repertory   (%)

1. Comedie 44630 (49.2) 1383 (36.9) 2. Unknown 7941 (8.7) 866 (23.1) 3. Pantomime 6428 (7.1) 210 (5.6) 4. Opera 5008 (5.5) 227 (6.1) 5. Opera-Comique 3405 (3.7) 149 (4.0) 6. Tragedie 3226 (3.5) 135 (3.6) 7. Vaudeville 3167 (3.5) 154 (4.1) 8. Drame 2851 (3.1) 112 (3.0) 9. Fait Historique 1944 (2.1) 86 (2.3) 10. Ballet 1778 (2.0) 57 (1.5) 11. Tableau-Patriotique 1239 (1.4) 71 (1.9) 12. Opera-Bouffe 1194 (1.3) 30 (0.8) 13. Piece 1069 (1.2) 36 (1.0) 14. Divertissemt/parade 923 (1.0) 31 (0.8) 15. Comedie - d'ariettes 889 (1.0) 10 (0.3)

Urban cultural space

My current work in this research is to examine the relationship of the size, location, and ticket prices to the performance of plays. Theatres of Paris went through extraordinary upheaval during this period with many bankruptcies, name changes, management changes, during the various political upheavals. For example, the Théatre de l'Odéon went through the following changes of name/location:

Theatres are concentrated in two districts (see maps small or large):

Palais-Royale is the center of revolutionary popular culture, with more established theatres. Temple district is newer on the boulevard, before the Revolution were unprivileged and more popular.

Performances by Zone by Year
Year      Zone1   (%)   Zone2  (%)   Zone3  (%)    Zone0  (%)    TOTAL
1789      2826  46.8    2628  43.5    588  9.7        0   (0)     6043
1790      3295  45.9    3200  44.6    675  9.4        0    0      7171
1791      3131  36.1    3908  45.0   1211  13.9     423  4.9      8682
1792      3605  47.4    2383  31.3   1611  21.2       0    0      7602
1793      4466  47.7    2833  30.3   1662  17.8     392  4.2      9359
1794      3776  50.3    2361  31.5    834  11.1     523  6.9      7506
1795      2763  36.1    3253  42.5    519  6.9     1092  14.3     7653
1796      3672  35.2    4357  41.8    936  9.0     1326  12.7    10427
1797      3271  36.7    3911  43.9   1257  14.1     397  4.4      8907
1798      4257  48.3    2738  31.5   1431  16.2     364  4.1      8816
1799      3877  45.3    2210  25.8   1507  17.6     947  11.1     8559
1789-99 38943 (42.9) 33784 (37.2) 12233 (13.5) 5464 (6.0) 90744
Performances in Zone 1 peak during the most radical phases of the Revolution.

Performances of plays published/premiered before 1789 (AR)
or during/after 1789 (FR) broken down by zone and year.
(AR = published or premiered before 1789 FR = published or premiered during or after 1789.
Percentages are the percentage of performances of plays published or premiered before 1789 for each zone and year)
Year       ZONE1               ZONE2               ZONE3

AR (%) FR AR (%) FR AR (%) FR 1789 1994 (70.6) 832 1887 (75.8) 601 511 (87.0) 77 1790 1774 (54.4) 1484 1777 (59.6) 1204 533 (79.0) 142 1791 1676 (46.0) 1424 2334 (64.6) 1277 818 (67.8) 388 1792 1649 (47.0) 1855 1443 (65.7) 753 1028 (67.8) 489 1793 1505 (35.2) 2764 1597 (68.0) 754 665 (43.6) 861 1794 860 (24.6) 2635 1033 (48.9) 1080 134 (17.0) 655 1795 843 (33.3) 1685 1600 (59.0) 1108 213 (44.7) 263 1796 1462 (42.4) 1983 1956 (62.6) 1167 427 (50.3) 422 1797 1111 (37.2) 1878 1063 (36.0) 1888 592 (49.6) 601 1798 875 (23.0) 2929 595 (27.5) 1572 567 (42.4) 771 1799 727 (22.1) 2565 683 (38.1) 1110 465 (32.7) 957 tot: 14476 (39.6) 22034 15968 (56.1) 12514 5953 (51.4) 5626

The Temple or Boulevard district retained a much higher performance rate of Old Regime plays than the Palais-Royale district, particularly during the most radical phases of the Revolution. The Palais-Royale district played a much more established repertory, judging by the proportion of anonymous plays:

Palais-Royale (Zone 1): 9.7% anonymous
Rest of Paris (Zone 3): 10.1% anonymous
Temple District (Zone 2) 27.8% anonymous
Undetermined (Zone 0) 34.5% anonymous

Selected Genres by Zone, 1789-99

Genre        Zone 1 (%)    Zone 2 (%)    Zone 3 (%)
Comedy      22,573 (58.0) 12,501 (37.0) 7,193 (58,8)
Unknown      1,694 (4,4)   4,522 (13.4)   361 (2.9)
Pantomime      292 (0.7)   4,946 (14,6)   741 (6.0)
Tregedie     1,219 (3.1)     804 (2.4)  1,080 (8.8)
Tableau-
patriotique    455 (1.2)    665 (2.0)     61 (0.5)
Opera (all
forms)       6,523 (16.8)  2,025 (6.0)    671 (5.5)

The Temple district has a large proportion of unclassified genres, indicating very obscure plays, and pantomimes, a genre linked to the older fair theatres. It is also very significant that the two major theatre districts in Paris had surprisingly different repertories. Comparison of top 20 plays performed in the two main districts (1789-99) shows no overlap at all and only three of each districts top 20 authors are common. By contrast, 10 of the top 20 authors in Zone 3 are found in the top 20 of Zones 1 and/or 2.

Top 20 Plays by number of Performances (1789-99)

Zone 1
361 DESFORGES,PIERRE-J.-B. CHOUDARD DE SOURD,LE OU L'AUBERGE PLEINE
232 PICARD,LOUIS-B. VISITANDINES,LES
208 MARSOLLIER DES VIVETIERES,BENOIT-J. DEUX PETITS SAVOYARDS,LES
193 BOUTET DE MONVEL,JACQUES-M. PHILIPPE ET GEORGETTE
177 DESCHAMPS,JACQUES-M. PIRON AVEC SES AMIS OU LES MOEURS DU TEMPS P...
177 BARRE,PIERRE-Y. ARLEQUIN AFFICHEUR
175 BOUTET DE MONVEL,JACQUES-M. BLAISE ET BABET OU LA SUITE DES TROIS...
170 BEAUMARCHAIS,PIERRE-A.C. DE BARBIER DE SEVILLE,LE OU LA PRECAUTION..
167 GRENIER MELOMANIE,LA
151 DESCHAMPS,JACQUES-M. REVANCHE FORCEE,LA
148 SEGUR,ALEXANDER-J.-P.,VTE. DE ROMEO ET JULIETTE
147 FAVIERES,EDMOND-G.-F. DE PAUL ET VIRGINIE
145 BARRE,PIERRE-Y. COLOMBINE MANNEQUIN
144 LACHABEAUSSIERE,AUGUSTE-E.-X. P. DE AZEMIA OU LES SAUVAGES
144 DEMOUSTIER,CHARLES-A. AMOUR FILIAL,L' OU LES DEUX SUISSE
143 DORVIGNY,LOUIS-A. DESESPOIR DE JOCRISSE,LE
135 LEGER,FRANCOIS-P.-A. GAGEURE INUTILE,LA OU PLUS DE PEUR QUE DE MAL
133 RADET,JEAN-B. SOIREE ORAGEUSE,LA
131 MARSOLLIER DES VIVETIERES,BENOIT-J. CAMILLE OU LE SOUTERRAIN
131 DESFORGES,PIERRE-J.-B. CHOUDARD DE EPREUVE VILLAGEOISE,L'

Zone 2
295 ARNOULD,JEAN-F. MUSSOT,DIT FORET NOIRE,LA OU LE FILS NATUREL
246 BEFFROY DE REIGNY,LOUIS-A. NICODEME DANS LA LUNE OU LA REVOLUTION...
240 GARDEL,PIERRE-G. PSYCHE
222 ANSEAUME,LOUIS DEUX CHASSEURS ET LA LAITIERE,LES
200 GARDEL,PIERRE-G. TELEMAQUE DANS L'ILE DE CALYPSO
195 POMPIGNY,MAURIN DE HERITAGE,L' OU L'EPREUVE RAISONNABLE
194 GUILLARD,NICOLAS-F. OEDIPE A COLONE
192 BAURANS,PIERRE SERVANTE MAITRESSE,LA
172 BOUSSERNARD DE SOUBREVILLE REVEIL DU CHARBONNIER,LE
161 ARNOULD,JEAN-F. MUSSOT,DIT MARECHAL DES LOGIS,LE
160 POMPIGNY,MAURIN DE ARTISAN PHILOSOPHE,L' OU L'ECOLE DES PERES
154 GARDEL,MAXIMILIEN DESERTEUR,LE
152 LAZZARI ARISTON OU LE POUVOIR DE LA MAGIE
150 LEGROS FAUSSE CORRESPONDANCE,LA
150 GOSSEC OFFRANDE A LA LIBERTE,L'
145 HOFFMAN,FRANCOIS-B. FOLLE EPREUVE,LA
145 ARNOULD,JEAN-F. MUSSOT,DIT HOMME AU MASQUE DE FER,L' OU LE SOUT...
144 LAZZARI BALEINE AVALEE PAR ARLEQUIN,LA
144 BEAUPRE SABOTIERS,LES
144 BEAUNOIR,ALEXANDRE-L.-B. ROBINEAU,DIT VENUS PELERINE

Top 20 Authors by Number of Performances by Zone

Zone 1
1561 BARRE,PIERRE-Y.
1181 RADET,JEAN-B.
956 BOUTET DE MONVEL,JACQUES-M.
938 GUILLEMAIN,CHARLES-J.
911 MARSOLLIER DES VIVETIERES,BENOIT-J.
739 MOLIERE,JEAN-B. POQUELIN DE
703 DESFORGES,PIERRE-J.-B. CHOUDARD DE
698 PATRAT,JOSEPH
657 DESFONTAINES,FRANCOIS-G. FOUQUES,DIT
648 SEDAINE,MICHEL-J.
632 PICARD,LOUIS-B.
610 HOFFMAN,FRANCOIS-B.
597 DESCHAMPS,JACQUES-M.
591 BOURLIN,ANTOINE-J.,PSEUD. DUMANIANT
586 DORVIGNY,LOUIS-A.
566 LEGER,FRANCOIS-P.-A.
534 DU BUISSON,PAUL-U.
523 SEGUR,ALEXANDER-J.-P.,VTE. DE
431 PIGAULT-LEBRUN,CHARLES-A. P.DE L'EPINOY,DIT
385 FABRE D'EGLANTINE,PHILIPPE-F.-N.

Zone 2
1380 BEAUNOIR,ALEXANDRE-L.-B. ROBINEAU,DIT
1167 ARNOULD,JEAN-F. MUSSOT,DIT
807 LAZZARI
605 DORVIGNY,LOUIS-A.
582 GABIOT DE SALINS,JEAN-L.
575 MOLIERE,JEAN-B. POQUELIN DE
541 ANSEAUME,LOUIS
535 GARDEL,MAXIMILIEN
521 POMPIGNY,MAURIN DE
480 GUILLEMAIN,CHARLES-J.
471 CUVELIER DE TRIE,JEAN G.-A.
452 GUILLARD,NICOLAS-F.
444 GARDEL,PIERRE-G.
417 AUDINOT,NICOLAS-M.
380 HAPDE,JEAN-B.-A.
353 DESTIVAL DE BRABAN
348 RIBIE,CESAR
337 BEFFROY DE REIGNY,LOUIS-A.
292 LEGROS
289 SEDAINE DE SARCY,JEAN-F.

Contrasts between Palais-Royale and Temple or Boulevard districts suggest that they appealed to different audiences -- the Boulevard remaining closer to its origins in fair or popular theatres -- and that the more popular stages proved to be considerably less accomodating of Revolutionary ideologies.

This suggestion could be argued more convincingly when we integrate ticket pricing and theatre sizes into the database. There are problems in

Theoretical Considerations: Reader/Viewer/Consumer Response in Context

Based on the evidence presented in these three studies, I submit that a vital aspect of examining "reader response" is to view it as an historically and socially conditioned phenomena. Many theorists correctly argue that the reader is an active participant in the creation of the textual experience. One cannot, for example, properly understand the experience of reading French Romantic novels in Montreal without careful consideration of the cultural conflicts posed by the local church's enforcement of prohibitions of the Index. Similarly, contemporaries of the French Revolution and scholars of the period have systematically over-emphasized the cultural impact of revolutionary ideology in the Parisian stage, neglecting the regulatory situation and the actual production/attendance figures which indicate a much more conservative DEMAND. These kinds of studies typically challenge traditional interpretations in several important domains:

New Objects of Study: Extra-textual Sources

This session is titled Electronic Texts in the Humanities. I would like to expand the notion of textuality to include electronic Extra-textual resources in the Humanities. In this model, the library charge record, the newspaper advertisement, and even theatre addresses are all objects of study that can enhance our understanding of textuality.

Integration of new objects of study, however, requires a shift in what scholars in "computer-assisted textual studies" consider as the proper problematics and objects of research. Concentration on traditional literary (or textual) concerns has not produced a body of achievements well regarded in our disciplines. The computer -- or more precisely our ability to write computer programs -- is not well suited to assisting our understanding of a particular text, or how a modern reader might respond to that text. The ability to accumulate very large databases of texts and extra-textual data allows us to pose new questions, and maybe even provide important insights, regarding the nature of textuality.

Conclusion: Systematic Methods and Critical Theory

The development of critical theory over the past several decades has introduced a set of new understandings of the nature of textuality, all of which tend to stress the social components of text. Many critics suggest that social power relations are coded into texts at a linguistic level. Our ability to manipulate large textual databases allows us to test these claims and to examine the relationship of individual authors (or texts) to their broader linguistic heritage. Similarly, the view that the meaning of a text is constructed by the receiver of this text opens a wide variety of computer assisted methods for examination of this claim and to apply these concerns to the interpretation of a particular text in context. By orienting "textual computing" to the strengths of the technology -- high speed, simple processing of very large amounts of textual and non-textual data -- I submit that practionners of "textual computing" can have a significant impact on the debates surrounding the nature of text, by contributing empirically verifiable results arising from problematics arising from new critical views.